Filing Details
- Accession Number:
- 0001209191-10-050328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-13 18:57:41
- Reporting Period:
- 2010-10-11
- Filing Date:
- 2010-10-13
- Accepted Time:
- 2010-10-13 18:57:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311282 | David Pezzullo | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Svp-Global Manufacturing Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-11 | 1,544 | $64.48 | 24,620 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-11 | 19,342 | $40.25 | 43,962 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-11 | 15,421 | $64.95 | 28,541 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-10-11 | 18,900 | $32.79 | 47,441 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-11 | 13,911 | $64.95 | 33,530 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-10-11 | 6,458 | $43.13 | 39,988 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-11 | 5,302 | $64.95 | 34,686 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-10-12 | 10,066 | $64.83 | 24,704 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2010-10-11 | 18,900 | $0.00 | 18,900 | $32.79 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-10-11 | 19,342 | $0.00 | 19,342 | $40.25 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-10-11 | 6,458 | $0.00 | 6,458 | $43.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,100 | 2016-03-23 | No | 4 | M | Direct | |
0 | 2017-05-29 | No | 4 | M | Direct | |
9,687 | 2018-02-28 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2010.
- Includes 84 shares purchased on September 30, 2010 under the issuer's Employee Stock Purchase Plan.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 29, 2008, 20% vested May 29, 2009 and the remaining 60% vested May 29, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% increments commencing on March 30, 2006 and on the last day of the nineteen subsequent calendar quarters.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 28, 2009, 20% vested February 28, 2010 and the remaining 60% will vest February 28, 2011.