Filing Details

Accession Number:
0001209191-10-050328
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-13 18:57:41
Reporting Period:
2010-10-11
Filing Date:
2010-10-13
Accepted Time:
2010-10-13 18:57:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311282 David Pezzullo 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Svp-Global Manufacturing Ops No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-11 1,544 $64.48 24,620 No 4 S Direct
Common Stock Acquisiton 2010-10-11 19,342 $40.25 43,962 No 4 M Direct
Common Stock Disposition 2010-10-11 15,421 $64.95 28,541 No 4 D Direct
Common Stock Acquisiton 2010-10-11 18,900 $32.79 47,441 No 4 M Direct
Common Stock Disposition 2010-10-11 13,911 $64.95 33,530 No 4 D Direct
Common Stock Acquisiton 2010-10-11 6,458 $43.13 39,988 No 4 M Direct
Common Stock Disposition 2010-10-11 5,302 $64.95 34,686 No 4 D Direct
Common Stock Disposition 2010-10-12 10,066 $64.83 24,704 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2010-10-11 18,900 $0.00 18,900 $32.79
Common Stock Stock Appreciation Rights Disposition 2010-10-11 19,342 $0.00 19,342 $40.25
Common Stock Stock Appreciation Rights Disposition 2010-10-11 6,458 $0.00 6,458 $43.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,100 2016-03-23 No 4 M Direct
0 2017-05-29 No 4 M Direct
9,687 2018-02-28 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2010.
  2. Includes 84 shares purchased on September 30, 2010 under the issuer's Employee Stock Purchase Plan.
  3. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 29, 2008, 20% vested May 29, 2009 and the remaining 60% vested May 29, 2010.
  4. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% increments commencing on March 30, 2006 and on the last day of the nineteen subsequent calendar quarters.
  5. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 28, 2009, 20% vested February 28, 2010 and the remaining 60% will vest February 28, 2011.