Filing Details

Accession Number:
0001250978-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-13 18:21:52
Reporting Period:
2010-10-11
Filing Date:
2010-10-13
Accepted Time:
2010-10-13 18:21:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
731657 Spire Corp SPIR Semiconductors & Related Devices (3674) 042457335
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250978 W Rodger Lafavre C/O Spire Corporation
One Patriots Park
Bedford MA 01730-2396
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2010-10-11 17,000 $4.03 17,000 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2010-10-11 17,000 $5.54 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option dated November 30, 2000 (right to buy) Disposition 2010-10-11 17,000 $4.03 17,000 $4.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-11-30 2010-11-30 No 4 M Direct
Footnotes
  1. Price is based on weighted average of sale.
  2. This Option is exercisable in annual increments of 25% of the Option shares, beginning on the first anniversary of Option. This Option is now fully invested and automatically terminates on November 30, 2010, which is the tenth anniversary of the date the Option was granted.
  3. The reporting person was granted an Option for 17,000 shares originally issued on November 30, 2000, which were set to expire on November 30, 2010. Accordingly, the reporting person elected to exercise Options.