Filing Details
- Accession Number:
- 0001250978-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-13 18:21:52
- Reporting Period:
- 2010-10-11
- Filing Date:
- 2010-10-13
- Accepted Time:
- 2010-10-13 18:21:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
731657 | Spire Corp | SPIR | Semiconductors & Related Devices (3674) | 042457335 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250978 | W Rodger Lafavre | C/O Spire Corporation One Patriots Park Bedford MA 01730-2396 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2010-10-11 | 17,000 | $4.03 | 17,000 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2010-10-11 | 17,000 | $5.54 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option dated November 30, 2000 (right to buy) | Disposition | 2010-10-11 | 17,000 | $4.03 | 17,000 | $4.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-11-30 | 2010-11-30 | No | 4 | M | Direct |
Footnotes
- Price is based on weighted average of sale.
- This Option is exercisable in annual increments of 25% of the Option shares, beginning on the first anniversary of Option. This Option is now fully invested and automatically terminates on November 30, 2010, which is the tenth anniversary of the date the Option was granted.
- The reporting person was granted an Option for 17,000 shares originally issued on November 30, 2000, which were set to expire on November 30, 2010. Accordingly, the reporting person elected to exercise Options.