Filing Details
- Accession Number:
- 0001209191-10-050289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-13 17:17:31
- Reporting Period:
- 2010-10-11
- Filing Date:
- 2010-10-13
- Accepted Time:
- 2010-10-13 17:17:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207476 | J Gregory Yurek | C/O American Superconductor Corporation 64 Jackson Road Devens MA 01434 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-11 | 71,372 | $9.26 | 265,884 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-11 | 71,372 | $36.55 | 194,512 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-12 | 28,972 | $9.26 | 223,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-12 | 28,972 | $36.57 | 194,512 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-12 | 136,256 | $14.55 | 330,768 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-12 | 136,256 | $37.91 | 194,512 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-13 | 15,992 | $12.80 | 210,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-13 | 15,992 | $38.81 | 194,512 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2010-10-11 | 71,372 | $0.00 | 71,372 | $9.26 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2010-10-12 | 28,972 | $0.00 | 28,972 | $9.26 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2010-10-12 | 136,256 | $0.00 | 136,256 | $14.55 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2010-10-13 | 15,992 | $0.00 | 15,992 | $12.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,972 | 2015-05-05 | No | 4 | M | Direct | |
| 0 | 2015-05-05 | No | 4 | M | Direct | |
| 0 | 2017-05-15 | No | 4 | M | Direct | |
| 12,298 | 2014-05-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,047 | Indirect | By 401(k) Plan |
Footnotes
- The stock option exercise and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 Plan.
- The disposition transaction was executed in muliple trades at prices ranging from $36.50-$36.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- The disposition transaction was executed in muliple trades at prices ranging from $36.48-$36.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- The disposition transaction was executed in muliple trades at prices ranging from $37.55-$38.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- The disposition transaction was executed in muliple trades at prices ranging from $38.80-$38.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 194,512 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 1,047 shares indirectly through the company's 401(k) plan as of September 30, 2010.
- The option was fully vested as of May 5, 2008.
- The option was fully vested as of May 15, 2010.
- The option was fully vested as of May 6, 2007.
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