Filing Details
- Accession Number:
- 0001179110-10-014928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 19:59:45
- Reporting Period:
- 2010-10-08
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 19:59:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6955 | Actuant Corp | ATU | Misc Industrial & Commercial Machinery & Equipment (3590) | 390168610 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201635 | C Robert Arzbaecher | 13000 West Silver Spring Drive Butler WI 53007 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-10-08 | 31,100 | $6.57 | 684,764 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-10-08 | 31,100 | $23.18 | 653,664 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2010-10-11 | 48,500 | $6.57 | 702,164 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-10-11 | 48,500 | $23.27 | 653,664 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-08 | 31,100 | $0.00 | 31,100 | $6.57 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-11 | 48,500 | $0.00 | 48,500 | $6.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
48,500 | 2011-10-24 | No | 4 | M | Direct | |
0 | 2011-10-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 41,491 | Indirect | By 401(k) |
Class A Common Stock | 11,900 | Indirect | By IRA |
Class A Common Stock | 60,000 | Indirect | By Family Limited Partnership |
Class A Common Stock | 2,200 | Indirect | By Family |
Class A Common Stock | 2,400 | Indirect | By Spouse |
Class A Common Stock | 8,279 | Indirect | By Deferred Compensation |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.37, inclusive. The reporting person undertakes to provide to Actuant Corporation, any security holder of Actuant Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- Owned by daughters.
- Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
- Options granted under the Actuant Corporation 2001 Stock Plan.
- Fifty percent of the option became exercisable on 10/27/2003, and the balance became exercisable on 10/27/2006.