Filing Details
- Accession Number:
- 0001181431-10-050643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 18:12:16
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 18:12:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
916235 | Sonic Solutions | SNIC | Services-Computer Integrated Systems Design (7373) | 930925818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1340032 | Mark Ely | C/O Sonic Solutions, 7250 Redwood Blvd. Suite 300 Novato CA 94945 | President, Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-11 | 10,000 | $1.23 | 17,888 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-11 | 10,000 | $11.84 | 7,888 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-11 | 10,207 | $1.23 | 18,095 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-11 | 10,207 | $11.99 | 7,888 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-10-07 | 20,000 | $0.00 | 20,000 | $11.48 |
Common Stock | Restricted Stock Units | Acquisiton | 2010-10-07 | 12,500 | $0.00 | 12,500 | $0.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-10-11 | 20,207 | $0.00 | 20,207 | $1.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2020-10-07 | No | 4 | A | Direct | |
12,500 | 2020-10-07 | No | 4 | A | Direct | |
129,793 | 2018-12-15 | No | 4 | M | Direct |
Footnotes
- These shares are being sold pursuant to a 10b5-1 plan.
- Average multiple open market transactions during the day. Purchase prices for the shares ranged from $11.65 to $11.97.
- Average multiple open market transactions during the day. Purchase prices for the shares ranged from $11.90 to $12.12.
- The option vests monthly over two years starting on October 7, 2010 and is subject to change of control vesting per standard company policy for directors and officers.
- Vests as to 16.67% every six months from the base vest date (11/15/2010). Each restricted stock unit converts to common stock on a one-for-one basis and are subject to change of control vesting per standard company policy for directors and officers.
- The underlying stock option vests monthly over four years commencing on December 15, 2008 and is subject to change of control vesting per standard company policy for directors and officers.