Filing Details
- Accession Number:
- 0001181431-10-050614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 17:27:49
- Reporting Period:
- 2010-08-31
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 17:27:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175445 | Hawk Systems Inc. | HWSY | Services-Miscellaneous Amusement & Recreation (7990) | 651089222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486294 | Greystone Business Credit Ii, L.l.c. | 152 W. 57Th St., 11Th Floor New York NY 10019 | No | No | No | Yes | |
| 1486840 | Greystone Real Estate Holdings Corp. | 152 W. 57Th St., 60Th Floor New York NY 10019 | No | No | No | Yes | |
| 1486841 | Greystone & Co. Holdings L.l.c. | 152 W. 57Th St., 60Th Floor New York NY 10019 | No | No | No | Yes | |
| 1486939 | Trust Descendants' 2004 Rosenberg Stephen | 152 W. 57Th St., 60Th Floor New York NY 10019 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Pv/Share | Disposition | 2010-03-30 | 100,000 | $0.04 | 650,000 | No | 4 | S | Direct | |
| Common Stock, $0.01 Pv/Share | Disposition | 2010-08-13 | 170,000 | $0.05 | 480,000 | No | 4 | S | Direct | |
| Common Stock, $0.01 Pv/Share | Disposition | 2010-08-17 | 133,000 | $0.04 | 347,000 | No | 4 | S | Direct | |
| Common Stock, $0.01 Pv/Share | Disposition | 2010-08-18 | 20,900 | $0.04 | 326,100 | No | 4 | S | Direct | |
| Common Stock, $0.01 Pv/Share | Disposition | 2010-08-23 | 30,000 | $0.04 | 296,100 | No | 4 | S | Direct | |
| Common Stock, $0.01 Pv/Share | Disposition | 2010-08-25 | 25,000 | $0.04 | 271,100 | No | 4 | S | Direct | |
| Common Stock, $0.01 Pv/Share | Disposition | 2010-08-26 | 10,000 | $0.03 | 261,100 | No | 4 | S | Direct | |
| Common Stock, $0.01 Pv/Share | Disposition | 2010-08-27 | 245,250 | $0.03 | 15,850 | No | 4 | S | Direct | |
| Common Stock, $0.01 Pv/Share | Disposition | 2010-08-30 | 15,850 | $0.03 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- After this sale, the issuer effected a 6:1 reverse stock split reducing the remaining shares to 650,000.
- All shares reported on this filing were beneficially owned by Greystone Business Credit II, LLC, and indirectly by way of Greystone Business Credit II, LLC, if at all. by the other joint reporting persons, each of whom disclaims beneficial ownership of these securities. The report shall not be deemed an admission that any of the other joint reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.
Billionaire Hedge Funds
