Home > Insider Trading > Filing (0001181431-10-050547)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1108320	Smtc Corp	SMTX	Printed Circuit Boards (3672)	980197680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249891	E John Caldwell	635 Hood Road Markham A6 L3R 4N6	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2010-10-07	16,148	$1.50	16,148	No	4	M	Direct
Common Stock	Acquisiton	2010-10-07	8,051	$1.64	24,199	No	4	M	Direct
Common Stock	Disposition	2010-10-07	24,199	$3.32	0	No	4	S	Direct
Common Stock	Acquisiton	2010-10-08	18,073	$1.64	18,073	No	4	M	Direct
Common Stock	Disposition	2010-10-08	18,073	$3.31	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option to Purchase Common Stock	Disposition	2010-10-07	16,148	$0.00	16,148	$1.50
Common Stock	Employee Stock Option to Purchase Common Stock	Disposition	2010-10-07	8,051	$0.00	8,051	$1.64
Common Stock	Employee Stock Option to Purchase Common Stock	Disposition	2010-10-08	18,073	$0.00	18,073	$1.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-03-15	2015-03-15	No	4	M	Direct
106,949		2012-11-14	No	4	M	Direct
88,876		2012-11-14	No	4	M	Direct

Footnotes

The strike price of the stock option was CAD $1.53. The price reported in this Form 4 was converted at a rate of 0.9894
The sale price reported in this Form 4 was between the range of $3.3 per share and $3.37 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
The sale price reported in this Form 4 was between the range of $3.3 per share and $3.32 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
One third of the options vested on November 14, 2008, one third of the options vested on November 14, 2009 and one third of the options will vest on November 14, 2010, such that all of the options will be fully vested on November 14, 2010.