Filing Details

Accession Number:
0001193805-10-002536
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-12 12:12:43
Reporting Period:
2010-10-07
Filing Date:
2010-10-12
Accepted Time:
2010-10-12 12:12:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082506 Openwave Systems Inc OPWV Services-Prepackaged Software (7372) 943219054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1383026 Kenneth Goldblatt 515 Madison Avenue
Suite 4200
New York NY 10022
No No Yes No
1383027 L Seymour Goldblatt 515 Madison Avenue
Suite 4200
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-07 20,000 $1.80 6,570,100 No 4 S Indirect S Squared Technology, LLC
Common Stock Disposition 2010-10-07 111,280 $1.80 3,188,920 No 4 S Indirect S Squared Capital II Management, LLC
Common Stock Disposition 2010-10-07 118,720 $1.80 350,000 No 4 S Indirect S Squared Technology Partners, L.P.
Common Stock Disposition 2010-10-08 150,000 $1.73 3,038,920 No 4 S Indirect S Squared Capital II Management, LLC
Common Stock Disposition 2010-10-08 100,000 $1.73 250,000 No 4 S Indirect S Squared Technology Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect S Squared Technology, LLC
No 4 S Indirect S Squared Capital II Management, LLC
No 4 S Indirect S Squared Technology Partners, L.P.
No 4 S Indirect S Squared Capital II Management, LLC
No 4 S Indirect S Squared Technology Partners, L.P.
Footnotes
  1. These securities may be deemed to be beneficially owned by Kenneth Goldblatt and Seymour L. Goldblatt (collectively, the "Reporting Persons") who are the owners of S Squared Technology, LLC, S Squared Capital II Management LLC and S Squared Technology Partners, L.P., investment managers to private investment vehicles. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.