Filing Details
- Accession Number:
- 0001179110-10-014864
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 10:23:46
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 10:23:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391461 | Adventaymore Global Convertible Securities & Income Fund | AGC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 2455 Corporate West Drive Lisle IL 60532 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-07 | 5,000 | $9.27 | 13,960 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-07 | 10,000 | $9.27 | 3,960 | No | 4 | S | Indirect | Children's Trust Account |
Common Stock | Disposition | 2010-10-07 | 2,710 | $9.25 | 1,250 | No | 4 | S | Indirect | Father's Roth IRA Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Children's Trust Account |
No | 4 | S | Indirect | Father's Roth IRA Account |