Filing Details
- Accession Number:
- 0001144204-10-053244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 10:16:06
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 10:16:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817979 | Accuride Corp | ACUZ | Motor Vehicle Parts & Accessories (3714) | 611109077 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197259 | Whippoorwill Associates Inc | 11 Martine Avenue White Plains NY 10606 | No | No | Yes | No | |
| 1251922 | F Shelley Greenhaus | 11 Martine Avenue White Plains NY 10606 | No | No | Yes | No | |
| 1434803 | K. Steven Gendal | 11 Martine Avenue White Plains NY 10606 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-10-07 | 50,000 | $1.05 | 1,230,666 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-10-07 | 5,000 | $1.07 | 1,235,666 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-10-07 | 10,000 | $1.07 | 1,245,666 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-10-07 | 935,000 | $1.10 | 2,180,666 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 7.5% Senior Convertible Notes | Acquisiton | 2010-10-07 | 1,000,000 | $2,665,000.00 | 1,407,234 | $0.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,849,215 | 2010-02-26 | 2020-02-26 | No | 4 | P | Direct |
Footnotes
- This is a joint filing by Whippoorwill Associates, Inc. ("Whippoorwill"), Shelley F. Greenhaus and Steven K. Gendal (collectively, the "Reporting Persons"). Whippoorwill is the designated filer. The Reporting Persons are filing this joint Form 4 because each of them may be deemed to be a beneficial owner of the shares covered by this Form 4. The reporting persons disclaim membership in a group with respect to the securities reported herein.
- The conversion rate will be adjusted to prevent dilution as a result of five interest payments scheduled to be paid in the form of additional notes.
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