Filing Details
- Accession Number:
- 0001054579-10-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 09:32:26
- Reporting Period:
- 2010-10-08
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 09:32:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054579 | Hastings Entertainment Inc | HAST | Retail-Record & Prerecorded Tape Stores (5735) | 751386375 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389509 | John Hintz | 3601 Plains Blvd Amarillo TX 79102 | Vp Of It | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-08 | 1,000 | $3.00 | 17,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-08 | 1,000 | $6.65 | 16,667 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-11 | 725 | $3.00 | 17,392 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-11 | 715 | $6.60 | 16,677 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-11 | 10 | $6.65 | 16,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-08 | 1,000 | $0.00 | 1,000 | $3.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-11 | 725 | $0.00 | 725 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,225 | 2011-08-07 | No | 4 | M | Direct | |
| 1,500 | 2011-08-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,157 | Indirect | by 401k |
| Common Stock | 3,140 | Indirect | by Associate Stock Ownership Plan |
Footnotes
- Options vested 20% on each of the following dates: 08-07-02, 08-07-03, 08-07-04, 08-07-05, and 01-27-06.
Billionaire Hedge Funds
