Filing Details
- Accession Number:
- 0000711377-10-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 09:02:17
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 09:02:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-07 | 578 | $6.75 | 813,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-07 | 578 | $34.04 | 813,397 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-08 | 1,704 | $6.75 | 815,101 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-08 | 1,704 | $34.07 | 813,397 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-11 | 11,247 | $6.75 | 824,644 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-11 | 11,247 | $34.01 | 813,397 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options (Right to buy) | Disposition | 2010-10-07 | 578 | $0.00 | 578 | $6.75 |
| Common Stock | Common Stock Options (Right to buy) | Disposition | 2010-10-08 | 1,704 | $0.00 | 1,704 | $6.75 |
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2010-10-11 | 11,247 | $0.00 | 11,247 | $6.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 129,506 | 2013-10-10 | No | 4 | M | Direct | |
| 127,802 | 2013-10-10 | No | 4 | M | Direct | |
| 116,555 | 2013-10-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 194,320 | Indirect | See Note#1 |
Footnotes
- Shares held in trust for Mr. Herbert's wife, Judith Herbert
- The options were grnnted on 10/10/03 as Non-qualified stock options and became exercisable 33% yearly thereafter.
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