Filing Details
- Accession Number:
- 0001140361-10-040712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 08:54:05
- Reporting Period:
- 2010-10-08
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 08:54:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002554 | Emerging Vision Inc | ISEE.OB | Retail-Retail Stores, Nec (5990) | 113096941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1300105 | Harvey Ross | 180 South Street Unit 101 New Providence NJ 07974 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-08 | 46,500 | $0.15 | 19,511,436 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-08 | 28,000 | $0.15 | 19,539,436 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-08 | 1,700,000 | $0.16 | 21,239,436 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes (i) options to purchase 425,000 Common shares consisting of a) options to purchase 75,000 shares at an exercise price of $0.15 per share, b) options to purchase 150,000 shares at an exercise price of $0.12 per share, c) options to purchase 75,000 shares at an exercise price of $0.47 per share and d) options to purchase 125,000 shares at an exercise price of $0.21 per share, and (ii) as reported by Mr. Ross on an amendment to Schedule 13D filed with the Securities and Exchange Commission, pursuant to an agreement between Mr. Ross and Christopher Payan, the former Chief Executive Officer of the Company, Mr. Ross has the right to cause Mr. Payan to exercise an option to purchase 7,208,220 shares of Common Stock and to assign the underlying shares of Common Stock to Mr. Ross.