Filing Details

Accession Number:
0001140361-10-040712
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-12 08:54:05
Reporting Period:
2010-10-08
Filing Date:
2010-10-12
Accepted Time:
2010-10-12 08:54:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002554 Emerging Vision Inc ISEE.OB Retail-Retail Stores, Nec (5990) 113096941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1300105 Harvey Ross 180 South Street
Unit 101
New Providence NJ 07974
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-08 46,500 $0.15 19,511,436 No 4 P Direct
Common Stock Acquisiton 2010-10-08 28,000 $0.15 19,539,436 No 4 P Direct
Common Stock Acquisiton 2010-10-08 1,700,000 $0.16 21,239,436 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes (i) options to purchase 425,000 Common shares consisting of a) options to purchase 75,000 shares at an exercise price of $0.15 per share, b) options to purchase 150,000 shares at an exercise price of $0.12 per share, c) options to purchase 75,000 shares at an exercise price of $0.47 per share and d) options to purchase 125,000 shares at an exercise price of $0.21 per share, and (ii) as reported by Mr. Ross on an amendment to Schedule 13D filed with the Securities and Exchange Commission, pursuant to an agreement between Mr. Ross and Christopher Payan, the former Chief Executive Officer of the Company, Mr. Ross has the right to cause Mr. Payan to exercise an option to purchase 7,208,220 shares of Common Stock and to assign the underlying shares of Common Stock to Mr. Ross.