Filing Details
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2009-11-18 10:52:26
- Reporting Period:
- 2009-11-17
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054303 | Rodman & Renshaw Capital Group Inc. | RODM | () |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
940579 | L Mark Friedman | 1251 Avenue Of The Americas New York NY 10020 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-11-17 | 1,500 | $3.63 | 77,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |