Filing Details
- Accession Number:
- 0001140361-10-035240
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-08-26 21:51:46
- Reporting Period:
- 2009-09-29
- Filing Date:
- 2010-08-26
- Accepted Time:
- 2010-08-26 21:51:46
- Original Submission Date:
- 2009-09-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1376610 | Allied Nevada Gold Corp. | ANV | Gold And Silver Ores (1040) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392012 | Andrew Scott Caldwell | 6596 Masters Drive Reno NV 89521 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-09-29 | 20,000 | $4.35 | 183,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2009-09-29 | 9,300 | $5.58 | 192,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2009-09-29 | 5,414 | $9.62 | 186,886 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-29 | 400 | $9.63 | 186,486 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-29 | 6,622 | $9.64 | 179,864 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-29 | 3,900 | $9.65 | 175,964 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-29 | 4,986 | $9.66 | 170,978 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-29 | 700 | $9.67 | 170,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-29 | 1,100 | $9.68 | 169,178 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2009-09-29 | 20,000 | $0.00 | 20,000 | $4.35 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2009-09-29 | 9,300 | $0.00 | 9,300 | $5.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
490,639 | 2017-07-03 | No | 4 | M | Direct | |
50,000 | 2013-05-14 | No | 4 | M | Direct |
Footnotes
- The option vests in three equal annual installments beginning on 7/3/08.
- The option vests in three equal annual installments on May 14, 2008, May 14, 2009 and May 14, 2010.