Filing Details
- Accession Number:
- 0001140361-10-035238
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-08-26 21:49:12
- Reporting Period:
- 2009-09-17
- Filing Date:
- 2010-08-26
- Accepted Time:
- 2010-08-26 21:49:12
- Original Submission Date:
- 2009-09-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1376610 | Allied Nevada Gold Corp. | ANV | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392012 | Andrew Scott Caldwell | 6596 Masters Drive Reno NV 89521 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-09-17 | 20,000 | $4.35 | 183,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2009-09-17 | 10,000 | $5.48 | 193,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-09-17 | 1,100 | $9.80 | 191,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 500 | $9.79 | 191,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 700 | $9.78 | 190,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 2,800 | $9.77 | 187,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 2,700 | $9.76 | 185,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 3,600 | $9.75 | 181,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 1,700 | $9.74 | 179,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 3,800 | $9.73 | 176,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 2,100 | $9.72 | 174,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 4,400 | $9.71 | 169,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 3,800 | $9.70 | 165,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 1,400 | $9.69 | 164,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-17 | 1,400 | $9.68 | 163,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2009-09-17 | 20,000 | $0.00 | 20,000 | $4.35 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2009-09-17 | 10,000 | $0.00 | 10,000 | $5.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 563,747 | 2017-07-03 | No | 4 | M | Direct | |
| 90,000 | 2013-05-14 | No | 4 | M | Direct |
Footnotes
- The option vests in three equal annual installments beginning on 7/3/08.
- The option vests in three equal annual installments on May 14, 2008, May 14, 2009 and May 14, 2010.
Billionaire Hedge Funds
