Filing Details
- Accession Number:
- 0001140361-10-035237
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-08-26 21:46:32
- Reporting Period:
- 2009-09-15
- Filing Date:
- 2010-08-26
- Accepted Time:
- 2010-08-26 21:46:32
- Original Submission Date:
- 2009-09-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1376610 | Allied Nevada Gold Corp. | ANV | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392012 | Andrew Scott Caldwell | 6596 Masters Drive Reno NV 89521 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-09-15 | 50,000 | $5.58 | 213,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-09-15 | 1,000 | $9.51 | 212,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 900 | $9.51 | 211,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 4,000 | $9.50 | 207,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 300 | $9.49 | 206,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 2,171 | $9.47 | 204,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 11,977 | $9.46 | 192,652 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 740 | $9.45 | 191,912 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 1,000 | $9.44 | 190,912 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 4,055 | $9.43 | 186,857 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 11,457 | $9.42 | 175,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 10,700 | $9.41 | 164,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 1,100 | $9.40 | 163,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-09-15 | 600 | $9.39 | 163,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2009-09-15 | 50,000 | $0.00 | 50,000 | $5.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2013-05-14 | No | 4 | M | Direct |
Footnotes
- The option vests in three equal annual installments on May 14, 2008, May 14, 2009 and May 14, 2010.
Billionaire Hedge Funds
