Filing Details
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2009-11-17 15:02:21
- Reporting Period:
- 2009-08-20
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704159 | Paulson Capital Corp | PLCC | () |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1470929 | Shannon Pratt | 811 Sw Naito Parkway Suite 200 Portland OR 97204 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-08-20 | 6,000 | $1.89 | 15,204 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |