Filing Details
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2009-11-18 08:56:36
- Reporting Period:
- 2009-11-10
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173788 | Helios Strategic Mortgage Income Fund Inc. | HSM | () |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242523 | F Robert Birch | C/O Brookfield Investment Management,Inc Three World Financial Center 200 Vesey Street, 10Th Floor NY 10281-1010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-11-10 | 400 | $5.79 | 3,326 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |