Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-11-16 02:15:30
Reporting Period:
2009-11-13
Issuer
Cik Name Symbol Sector (SIC) IRS No
1029730 Ladenburg Thalmann Financial Services Inc LTS ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044006 J Richard Rosenstock C/O Ladenburg Thalmann &Amp; Co. Inc.,
520 Madison Ave, 9Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-11-13 1,600 $0.66 2,226,346 No 4 P Indirect Held by The Richard J. Rosenstock Revocable Living Trust Dated 3/5/96
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by The Richard J. Rosenstock Revocable Living Trust Dated 3/5/96