Filing Details
- Accession Number:
- 0001497656-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-26 17:50:35
- Reporting Period:
- 2010-07-28
- Filing Date:
- 2010-08-26
- Accepted Time:
- 2010-08-26 17:50:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
873198 | Applied Visual Sciences Inc. | APVS | Wholesale-Computers & Peripheral Equipment & Software (5045) | 541521616 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497656 | Clayton Joseph Brothers | 43262 Parkers Ridge Drive Leesburg VA 20176 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2010-07-28 | 379,600 | $0.25 | 379,600 | No | 5 | P | Direct | |
Common Stock, $0.001 Par Value | Acquisiton | 2010-08-03 | 20,400 | $0.25 | 400,000 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct | |
No | 5 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Common Stock Purchase Warrant | Acquisiton | 2010-07-28 | 379,600 | $0.25 | 379,600 | $0.25 |
Common Stock, $0.001 Par Value | Common Stock Purchase Warrant | Acquisiton | 2010-08-03 | 20,400 | $0.25 | 20,400 | $0.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
506,325 | 2010-07-28 | 2015-07-28 | Yes | 5 | P | Direct |
526,725 | 2010-08-03 | 2015-08-03 | Yes | 5 | P | Direct |