Home > Insider Trading > Filing (0000891839-10-000083)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249710	R James Lines	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-08-25	2,000	$13.22	24,458	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,570	Indirect	See footnote

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$7.98	2010-06-01	2016-06-01	7,500	7,500	Direct
Common Stock	Stock Option (Right to Buy)	$6.84	2010-07-27	2016-07-27	3,750	3,750	Direct
Common Stock	Stock Option (Right to Buy)	$6.90		2017-05-31	9,894	9,894	Direct
Common Stock	Stock Option (Right to Buy)	$30.88		2018-05-29	2,532	2,532	Direct
Common Stock	Stock Option (Right to Buy)	$15.22		2019-05-28	5,922	5,922	Direct
Common Stock	Stock Option (Right to Buy)	$15.25		2020-05-20	4,638	4,638	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-06-01	7,500	7,500	Direct
2016-07-27	3,750	3,750	Direct
2017-05-31	9,894	9,894	Direct
2018-05-29	2,532	2,532	Direct
2019-05-28	5,922	5,922	Direct
2020-05-20	4,638	4,638	Direct

Footnotes

Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances.
This option was previously reported by Mr. Lines.
This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/31/07 grant date.
This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date.
This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/28/09 grant date.
This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.