Filing Details
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2009-12-09 13:37:11
- Reporting Period:
- 2009-12-07
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123541 | Penson Worldwide Inc | PNSN | () |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356300 | Engemoen Roger J Jr Engemoen Investments Llc Engemoen Family | C/O Penson Worldwide, Inc. C/O Penson Wo 1700 Pacific Ave, Suite 1400 1700 Pacifi Dallas Dallas Dallas TX 75201 7520 | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2009-12-07 | 56,689 | $9.48 | 2,501,166 | No | 4 | S | Indirect | By Engemoen Family Partnership Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Engemoen Family Partnership Ltd. |
Billionaire Hedge Funds
