Filing Details
- Accession Number:
- 0001206774-12-002880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-03 19:15:46
- Reporting Period:
- 2012-07-02
- Filing Date:
- 2012-07-03
- Accepted Time:
- 2012-07-03 19:15:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247278 | A David Hubbard | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Executive Vp, Sales, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-07-02 | 13,773 | $9.50 | 70,480 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-07-03 | 57 | $9.50 | 70,480 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-07-03 | 170 | $9.51 | 70,480 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to buy) | Acquisiton | 2012-07-02 | 13,773 | $4.80 | 13,773 | $4.80 |
| Common | Stock Option (Right to buy) | Acquisiton | 2012-07-03 | 57 | $4.80 | 13,773 | $4.80 |
| Common | Stock Option (Right to buy) | Acquisiton | 2012-07-03 | 170 | $4.80 | 13,773 | $4.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,253 | 2005-12-01 | 2014-12-02 | No | 4 | M | Direct |
| 70,537 | 2005-12-01 | 2014-12-02 | No | 4 | M | Direct |
| 70,650 | 2005-12-01 | 2014-12-02 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2010.
- The total 70,480 shares of common stock included 15,000 shares restricted stock units ("RSUs") granted to David Hubbard on May 6, 2011, whichRSUs vested on May 1, 2013.
Billionaire Hedge Funds
