Filing Details
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2009-11-09 11:26:22
- Reporting Period:
- 2009-11-06
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123541 | Penson Worldwide Inc | PNSN | () |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1466452 | Simon Eran Raphael | C/O Penson Worldwide, Inc. 1700 Pacific Avenue, Suite 1400 Dallas TX 75201 | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-11-06 | 5,000 | $9.14 | 40,074 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
