Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-11-09 12:19:08
Reporting Period:
2009-11-05
Issuer
Cik Name Symbol Sector (SIC) IRS No
1063494 Kbw Inc. KBW ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380488 G John Duffy C/O Kbw, Inc., 787 Seventh Avenue
New York NY 10019
Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Disposition 2009-11-06 12,938 $28.44 506,135 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct