Filing Details
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2009-10-13 04:55:53
- Reporting Period:
- 2009-10-09
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029730 | Ladenburg Thalmann Financial Services Inc | LTS | () |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1044006 | J Richard Rosenstock | C/O Ladenburg Thalmann &Amp; Co. Inc., 520 Madison Ave, 9Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-10-09 | 2,647 | $0.70 | 2,221,346 | No | 4 | P | Indirect | Held by The Richard J. Rosenstock Revocable Living Trust Dated 3/5/96 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held by The Richard J. Rosenstock Revocable Living Trust Dated 3/5/96 |
Billionaire Hedge Funds
