Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-10-02 14:42:14
Reporting Period:
2009-09-30
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015780 E Trade Financial Corp ETFC ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1027745 Citadel L P Citadel Investment Group Llc Citadel Equity Fund C/O Citadel Investment Group Llc 131 S.
131 S. Dearborn Street, 32Nd Fl 131 S. D
Chicago Chicago Chicago Chicag IL 60603 6060
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-10-01 439,800 $1.72 119,930,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct