Filing Details
- Accession Number:
- 0001112679-10-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-08 18:48:36
- Reporting Period:
- 2010-10-08
- Filing Date:
- 2010-10-08
- Accepted Time:
- 2010-10-08 18:48:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-08 | 15,000 | $13.53 | 38,299 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-08 | 15,000 | $49.05 | 23,299 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-08 | 5,000 | $15.73 | 28,299 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-08 | 5,000 | $49.05 | 23,299 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-08 | 5,000 | $15.73 | 28,299 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-08 | 5,000 | $49.05 | 23,299 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-08 | 13,750 | $30.00 | 37,049 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-08 | 13,750 | $49.05 | 23,299 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-08 | 15,000 | $0.00 | 15,000 | $13.53 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-08 | 5,000 | $0.00 | 5,000 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-08 | 5,000 | $0.00 | 5,000 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-08 | 13,750 | $0.00 | 13,750 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,000 | 2013-06-01 | No | 4 | M | Direct | |
40,000 | 2016-03-01 | No | 4 | M | Direct | |
5,000 | 2016-03-01 | No | 4 | M | Direct | |
41,250 | 2016-09-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
- Shares sold on the Open Market are reported as an average sale price per share of $49.05; breakdown of shares sold and per share sale prices are as follows: 100 at $48.85; 6,327 at $48.86; 752 at $48.92; 1,400 at $48.98; 7,039 at $49.03; 2,407 at $49.04; 400 at $49.05; 3,002 at $49.06; 700 at $49.08; 800 at $49.09; 2,000 at $49.10; 1,223 at $49.11; 1,500 at $49.12; 400 at $49.13; 7,200 at $49.14; 900 at $49.16; 1,400 at $49.18; 100 at $49.24 and 1,100 at $49.39.
- Sold pursuant to Mr. Yu's 10b5-1 plan's dated June 4, 2010.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted 3/1/09; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted 3/1/09; one-half (1/2) vested on 3/1/09 and the remaining one-half (1/2) vested on 9/1/09.
- Granted 9/1/09; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.