Filing Details
- Accession Number:
- 0001179110-10-014851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-08 17:01:32
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-08
- Accepted Time:
- 2010-10-08 17:01:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1167178 | A123 Systems Inc. | AONE | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 043583876 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1086065 | Mike Rubino | C/O A123 Systems, Inc. 321 Arsenal Street Watertown MA 02472 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-07 | 5,000 | $0.21 | 24,783 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-07 | 5,000 | $8.68 | 19,783 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-10-07 | 5,000 | $0.00 | 5,000 | $0.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
110,000 | 2005-07-26 | 2014-08-26 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- 25% of the shares subject to the option vest on this date, and 6.25% of the shares subject to the option vest quarterly thereafter until the option is fully vested.