Filing Details
- Accession Number:
- 0001127602-10-025285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-08 16:51:52
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-08
- Accepted Time:
- 2010-10-08 16:51:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319925 | Ted Knopf | 1441 Gardiner Lane Louisville KY 40213 | Svp Finance And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-07 | 5,804 | $17.23 | 5,808 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-07 | 5,804 | $47.17 | 4 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-07 | 4,196 | $17.23 | 4,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-07 | 4,196 | $47.17 | 4 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-08 | 25,102 | $17.23 | 25,106 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-08 | 25,102 | $47.58 | 4 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-07 | 5,804 | $0.00 | 5,804 | $17.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-07 | 4,196 | $0.00 | 4,196 | $17.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-08 | 25,102 | $0.00 | 25,102 | $17.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-01-27 | 2014-01-27 | No | 4 | M | Direct |
| 25,102 | 2005-01-27 | 2014-01-27 | No | 4 | M | Direct |
| 0 | 2005-01-27 | 2014-01-27 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $44.16 to $47.19. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $47.16 to $47.19. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $47.50 to $47.73. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
