Filing Details
- Accession Number:
- 0001179110-10-014824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-07 19:30:29
- Reporting Period:
- 2010-10-05
- Filing Date:
- 2010-10-07
- Accepted Time:
- 2010-10-07 19:30:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
88205 | Spx Corp | SPW | Metalworkg Machinery & Equipment (3540) | 381016240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248039 | J Patrick Oleary | C/O Spx Corporation 13515 Ballantyne Corporate Place Charlotte NC 28277 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-05 | 23,923 | $48.44 | 235,347 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-05 | 23,923 | $65.07 | 211,424 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-06 | 13,400 | $48.44 | 224,824 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-06 | 13,400 | $65.05 | 211,424 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option to purchase common stock | Disposition | 2010-10-05 | 23,923 | $0.00 | 23,923 | $48.44 |
Common Stock | Employee stock option to purchase common stock | Disposition | 2010-10-06 | 13,400 | $0.00 | 13,400 | $48.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,077 | 2011-01-01 | No | 4 | M | Direct | |
32,677 | 2011-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,730 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option to purchase common stock | $69.43 | 2012-01-01 | 70,000 | 70,000 | Direct | |
Common Stock | Employee stock option to purchase common stock | $38.57 | 2013-01-02 | 70,000 | 70,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-01 | 70,000 | 70,000 | Direct |
2013-01-02 | 70,000 | 70,000 | Direct |
Footnotes
- Granted under the SPX Corporation 2002 Stock Compensation Plan or its predecessor plan, the 1992 Stock Compensation Plan.
- Option vested as to 23,334 shares on each of January 2, 2002 and 2004, and 23,332 shares on January 2, 2003.
- Option vested as to 23,334 shares on each of January 2, 2003 and 2005, and 23,332 shares on January 2, 2004.
- Option vested as to 23,334 shares on January 3, 2004 and 23,333 shares on January 3, 2005, and 23,333 shares on January 3, 2006.
- Effected purusant to a Rule 10b5-1(c) sales plan relating to options expiring January 1, 2011.
- The price in column 4 is a weighted average. The prices actually received ranged from $65.00 to $65.18. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price in column 4 is a weighted average. The prices actually received ranged from $65.00 to $65.25. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.