Filing Details
- Accession Number:
- 0001127602-10-025193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-07 16:59:58
- Reporting Period:
- 2010-10-06
- Filing Date:
- 2010-10-07
- Accepted Time:
- 2010-10-07 16:59:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248899 | Arnaldo Perez | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Svp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-06 | 12,000 | $29.81 | 61,473 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-06 | 12,000 | $39.60 | 49,473 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-10-06 | 12,000 | $0.00 | 12,000 | $29.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-01-08 | 2011-01-08 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
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