Filing Details
- Accession Number:
- 0001181431-10-050202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-07 16:36:12
- Reporting Period:
- 2010-10-05
- Filing Date:
- 2010-10-07
- Accepted Time:
- 2010-10-07 16:36:12
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249891 | E John Caldwell | 635 Hood Road Markham A6 L3R 4N6 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-05 | 37,248 | $1.55 | 37,248 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-10-05 | 98,852 | $1.50 | 136,100 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-05 | 136,100 | $3.49 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-06 | 85,000 | $1.52 | 85,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-06 | 85,000 | $3.45 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Purchase Common Stock | Disposition | 2010-10-05 | 37,248 | $0.00 | 37,248 | $1.55 |
Common Stock | Employee Stock Option to Purchase Common Stock | Disposition | 2010-10-05 | 98,852 | $0.00 | 98,852 | $1.50 |
Common Stock | Employee Stock Option to Purchase Common Stock | Disposition | 2010-10-06 | 85,000 | $0.00 | 85,000 | $1.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-10-06 | 2014-10-06 | No | 4 | M | Direct |
101,148 | 2009-03-15 | 2015-03-15 | No | 4 | M | Direct |
16,148 | 2009-03-15 | 2015-03-15 | No | 4 | M | Direct |
Footnotes
- The strike price of the stock option was CAD $1.53. The price reported in this Form 4 was converted at a rate of 0.9835.
- The sale price reported in this Form 4 was between the range of $3.40 per share and $3.67 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
- The strike price of the stock option was CAD $1.53. The price reported in this Form 4 was converted at a rate of 0.9928.
- The sale price reported in this Form 4 was between the range of $3.38 per share and $3.53 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.