Filing Details
- Accession Number:
- 0001209191-10-049732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-07 16:05:52
- Reporting Period:
- 2010-08-17
- Filing Date:
- 2010-10-07
- Accepted Time:
- 2010-10-07 16:05:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1027915 | Health Grades Inc | HGRD | Services-Business Services, Nec (7389) | 621623449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321200 | G David Hicks | C/O Health Grades, Inc. 500 Golden Ridge Road, Suite 100 Golden CO 80401 | Executive Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-08-17 | 75,000 | $0.00 | 668,015 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2010-10-07 | 800,000 | $0.10 | 1,468,015 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-07 | 24,940 | $0.75 | 1,492,955 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-07 | 114,950 | $0.00 | 1,607,905 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-10-07 | 71,679 | $8.20 | 1,536,226 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-10-07 | 614,715 | $8.20 | 921,511 | No | 4 | U | Direct | |
| Common Stock | Disposition | 2010-10-07 | 921,511 | $8.20 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | U | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2010-10-07 | 800,000 | $0.00 | 800,000 | $0.10 |
| Common Stock | Stock Options (right to buy) | Disposition | 2010-10-07 | 24,940 | $0.00 | 24,940 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-01-01 | 2012-02-06 | No | 4 | M | Direct |
| 0 | 2004-02-09 | 2011-02-08 | No | 4 | M | Direct |
Footnotes
- Settlement of performance share grant pursuant to the issuer's 2006 Equity Compensation Plan.
- Shares sold in a private sale pursuant to the Tender and Support Agreement with Mountain Merger Sub Corp.
- Not Applicable.
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