Filing Details
- Accession Number:
- 0000711377-10-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-07 08:16:55
- Reporting Period:
- 2010-10-05
- Filing Date:
- 2010-10-07
- Accepted Time:
- 2010-10-07 08:16:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189003 | R Richard Current | Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-05 | 854 | $13.55 | 47,648 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-05 | 854 | $34.05 | 46,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-05 | 8,999 | $18.19 | 55,793 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-05 | 8,999 | $34.05 | 46,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-05 | 2 | $18.19 | 46,796 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-05 | 2 | $34.05 | 46,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-05 | 2,295 | $19.55 | 49,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-05 | 2,295 | $34.05 | 46,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-06 | 715 | $19.55 | 47,509 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-06 | 715 | $34.05 | 46,794 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2010-10-05 | 854 | $0.00 | 854 | $13.55 |
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2010-10-05 | 8,999 | $0.00 | 8,999 | $18.19 |
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2010-10-05 | 2 | $0.00 | 2 | $18.19 |
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2010-10-05 | 2,295 | $0.00 | 2,295 | $19.55 |
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2010-10-06 | 715 | $0.00 | 715 | $19.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,561 | 2012-08-09 | No | 4 | M | Direct | |
| 21,562 | 2013-08-15 | No | 4 | M | Direct | |
| 21,560 | 2013-08-15 | No | 4 | M | Direct | |
| 19,265 | 2014-08-24 | No | 4 | M | Direct | |
| 18,550 | 2015-08-24 | No | 4 | M | Direct |
Footnotes
- The options were granted 8/9/07 as ISO options and became exercisable 20% yearly thereafter
- The options were granted 8/15/08 as NQ options and became exercisable 20% yearly thereafter
- The options were granted 8/24/09 as NQ options and became exercisable 100% on the first anniversary of the grant
Billionaire Hedge Funds
