Filing Details
- Accession Number:
- 0001181431-10-050142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-06 20:55:48
- Reporting Period:
- 2010-09-02
- Filing Date:
- 2010-10-06
- Accepted Time:
- 2010-10-06 20:55:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223915 | Gladys Farrow | 3825 Canfield Road Pasadena CA 91107 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-01 | 32 | $32.44 | 4,517 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-06-01 | 31 | $33.93 | 4,549 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-09-01 | 31 | $34.29 | 4,580 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-09-02 | 457 | $33.51 | 4,123 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 3/1/2010 as dividend at FMV
- DER units credited on 6/1/2010 as dividend at FMV
- DER units credited on 9/1/2010 as dividend at FMV
- RSU's sold from direct ownership on 9/2/2010, which were acquired on 1/30/2010