Filing Details
- Accession Number:
- 0000100493-10-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-06 16:03:04
- Reporting Period:
- 2010-10-05
- Filing Date:
- 2010-10-06
- Accepted Time:
- 2010-10-06 16:03:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1340962 | W Noel White | 2200 Don Tyson Parkway Springdale AR 72762 | Sr. Group V.p. Fresh Meats | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-09-30 | 3,702 | $0.00 | 30,733 | No | 5 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Acquisiton | 2010-09-30 | 164 | $0.00 | 75,596 | No | 5 | J | Direct | |
Class A Common Stock | Acquisiton | 2010-10-05 | 7,002 | $0.00 | 82,598 | No | 5 | M | Direct | |
Class A Common Stock | Disposition | 2010-10-05 | 1,852 | $16.13 | 80,746 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | Employee Stock Purchase Plan |
No | 5 | J | Direct | |
No | 5 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class A Common Stock | Disposition | 2007-10-01 | 21,008 | $0.00 | 21,008 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-10-05 | No | 4 | M | Direct |
Footnotes
- Represents 3702 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such aquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
- Represents 164 shares of the Issuer's restricted Class A Common Stock aquired by the Reporting Person pursuant to a dividend reinvestment feature under Tyson Foods, Inc. 2000 Stock Incentive Plan since the last Statement of Beneficial Ownership was filed by the Reporting Person. Such aquisition is exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
- On October 1, 2007 the Reporting Person received a grant of performance shares which vested or expired on October 5, 2010. The performance shares could vest at a level of 50% - 150% and were previously reported as a derivative securities at the 150% level. On October 5, 2010 7002 shares vested and are reported herein as aquired non-derivative securities and 14,006 shares have expired.
- On October 5, 2010, 7002 shares of performance Class A Common Stock vested. The award of these performance shares to the Reporting Person has previously been reported (See Footnote #3). Pursuant to an election made by the Reporting Person, 1852 shares were sold by the Reporting Person to the Issuer on October 5, 2010,to satisfy tax witholding obiligations related to the vesting.