Filing Details
- Accession Number:
- 0000100493-10-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-06 15:42:45
- Reporting Period:
- 2010-10-05
- Filing Date:
- 2010-10-06
- Accepted Time:
- 2010-10-06 15:42:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423581 | Donald Smith | 2200 Don Tyson Parkway Springdale AR 72762 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-03-04 | 320 | $0.00 | 152,247 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2010-03-29 | 193 | $0.00 | 152,054 | No | 5 | G | Direct | |
Class A Common Stock | Acquisiton | 2010-09-30 | 810 | $0.00 | 152,864 | No | 5 | J | Direct | |
Class A Common Stock | Acquisiton | 2010-10-05 | 7,002 | $0.00 | 159,866 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-10-05 | 2,342 | $16.13 | 157,524 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2010-09-30 | 4,786 | $0.00 | 44,808 | No | 5 | J | Indirect | Employee Stock Purchase Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | J | Indirect | Employee Stock Purchase Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Shares | Disposition | 2007-10-01 | 21,008 | $0.00 | 21,008 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-10-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 904 | Indirect | by custodian for child |
Class A Common Stock | 4,527 | Indirect | by Spouse |
Footnotes
- Shares given as a gift.
- Represents 810 shares of the Issuer's restricted Class A Common Stock acquired by the Reporting Person pursuant to a dividend reinvestment feature under the Tyson Foods, Inc. 2000 Stock Incentive Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisition is exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
- On October 1, 2007, the Reporting Person received a grant of performance shares which vested or expired on October 5, 2010. The performance shares could vest at a level of 50%-150% and were previously reported as derivative securities at the 150% level. On October 5, 2010, 7,002 shares vested and are reported herein as acquired non-derivative securities and 14,006 shares have expired.
- On October 5, 2010, 7,002 shares of performance Class A Common Stock vested. The award of these performance shares to the Reporting Person has previously been reported (See Footnote #3). Pursuant to an election made by the Reporting Person, 2,342 shares were sold by the Reporting Person to the Issuer on October 5, 2010, to satisfy tax withholding obligations related to the vesting.
- Represents 4,786 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.