Filing Details
- Accession Number:
- 0000808450-10-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-06 15:39:12
- Reporting Period:
- 2010-10-05
- Filing Date:
- 2010-10-06
- Accepted Time:
- 2010-10-06 15:39:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181333 | C Daniel Ustian | Navistar International Corporation 4201 Winfield Road Warrenville IL 60555 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-05 | 10,000 | $45.90 | 116,334 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-05 | 8,723 | $46.43 | 107,611 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,910 | Indirect | By Navistar 401(k) Savings Plan |
Premium Share Units | 11,910 | Direct |
Footnotes
- The shares were tendered to Navistar International Corporation in compliance with a settlement agreement with the SEC, to satisfy the forfeiture provisions of Section 304 of Sarbanes-Oxley. The dispostion of shares reported on this form satisfies the reporting persons repayment obligation.
- The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.