Filing Details
- Accession Number:
- 0000100493-10-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-06 15:02:23
- Reporting Period:
- 2010-10-05
- Filing Date:
- 2010-10-06
- Accepted Time:
- 2010-10-06 15:02:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1340955 | V James Lochner | 2200 Don Tyson Parkway Springdale AR 72762 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-09-30 | 4,184 | $0.00 | 22,613 | No | 5 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Acquisiton | 2010-09-30 | 526 | $0.00 | 166,433 | No | 5 | J | Direct | |
Class A Common Stock | Acquisiton | 2010-10-05 | 8,403 | $0.00 | 174,836 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-10-05 | 2,811 | $16.13 | 172,025 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | Employee Stock Purchase Plan |
No | 5 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Shares | Disposition | 2007-10-01 | 25,210 | $0.00 | 25,210 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-10-05 | No | 4 | M | Direct |
Footnotes
- Represents 4,184 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
- Represents 526 shares of the Issuer's restricted Class A Common Stock acquired by the Reporting Person pursuant to a dividend reinvestment feature under the Tyson Foods, Inc. 2000 Stock Incentive Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisition is exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
- On October 1, 2007, the Reporting Person received a grant of performance shares which vested or expired on October 5, 2010. The performance shares could vest at a level of 50%-150% and were previously reported as derivative securities at the 150% level. On October 5, 2010, 8,403 shares vested and are reported herein as acquired non-derivative securities and 16,807 shares have expired.
- On October 5, 2010, 8,403 shares of performance Class A Common Stock vested. The award of these performance shares to the Reporting Person has previously been reported(See Footnote #3). Pursuant to an election made by the Reporting Person, 2,811 shares were sold by the Reporting Person to the Issuer on October 5, 2010, to satisfy tax withholding obligations related to the vesting.