Filing Details
- Accession Number:
- 0001144204-10-052645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-06 14:43:38
- Reporting Period:
- 2009-12-08
- Filing Date:
- 2010-10-06
- Accepted Time:
- 2010-10-06 14:43:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415603 | Nugen Holdings Inc. | [NONE] | Engines & Turbines (3510) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1094013 | L Y Henry Toh | 1111 Herman Dr. Suite 6E Houston TX 77056 | Development And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2010-01-29 | 71,667 | $0.00 | 1,745,000 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2010-01-29 | 100,000 | $0.00 | 1,645,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase common stock | Disposition | 2009-12-08 | 150,000 | $0.00 | 150,000 | $0.40 |
| Common Stock | Option to purchase common stock | Acquisiton | 2010-02-09 | 450,000 | $0.00 | 450,000 | $0.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-06-30 | 2018-06-29 | No | 4 | D | Direct |
| 450,000 | 2010-02-28 | 2020-02-09 | No | 4 | A | Direct |
Footnotes
- The Reporting Person returned the options to purchase common stock to the issuer.
- The shares subject to this Option shall vest and become exercisable in equal monthly installments on the last day of each month for twenty-four (24) consecutive months, commencing on February 28, 2010.
Billionaire Hedge Funds
