Filing Details
- Accession Number:
- 0001127602-10-025067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-06 10:27:34
- Reporting Period:
- 2007-07-30
- Filing Date:
- 2010-10-06
- Accepted Time:
- 2010-10-06 10:27:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
700863 | Susquehanna Bancshares Inc | SUSQ | National Commercial Banks (6021) | 232201716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359048 | A Michael Morello | 26 N. Cedar St Lititz PA 17543 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2007-07-30 | 500 | $17.59 | 500 | No | 4 | P | Indirect | By Daughter's IRA Account |
Common Stock | Acquisiton | 2007-08-01 | 4,567 | $17.24 | 33,243 | No | 4 | P | Indirect | By Daughter |
Common Stock | Acquisiton | 2007-08-01 | 500 | $17.32 | 500 | No | 4 | P | Indirect | By Son's IRA Account |
Common Stock | Acquisiton | 2007-08-06 | 4,500 | $17.06 | 33,176 | No | 4 | P | Indirect | By Son |
Common Stock | Acquisiton | 2008-06-19 | 700 | $15.35 | 1,200 | No | 4 | P | Indirect | By Son's IRA Account |
Common Stock | Acquisiton | 2008-06-19 | 50 | $15.35 | 1,250 | No | 4 | P | Indirect | By Son's IRA Account |
Common Stock | Acquisiton | 2008-06-19 | 750 | $15.17 | 1,250 | No | 4 | P | Indirect | By Daughter's IRA Account |
Common Stock | Acquisiton | 2008-07-07 | 500 | $12.85 | 33,676 | No | 4 | P | Indirect | By Son |
Common Stock | Acquisiton | 2008-07-08 | 400 | $12.63 | 33,643 | No | 4 | P | Indirect | By Daughter |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Daughter's IRA Account |
No | 4 | P | Indirect | By Daughter |
No | 4 | P | Indirect | By Son's IRA Account |
No | 4 | P | Indirect | By Son |
No | 4 | P | Indirect | By Son's IRA Account |
No | 4 | P | Indirect | By Son's IRA Account |
No | 4 | P | Indirect | By Daughter's IRA Account |
No | 4 | P | Indirect | By Son |
No | 4 | P | Indirect | By Daughter |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 102,000 | Direct | |
Common Stock | 40,000 | Indirect | By Spouse |
Common Stock | 4,000 | Indirect | Owner, Stardust Development Co. LLC |
Footnotes
- Represents shares of common stock held in the IRA account of Mr. Morello's daughter ("Daughter"). Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Includes 28,676 shares previously held indirectly through Mr. Morello's wife ("Mrs. Morello") in a custodial account for Daughter. Mrs. Morello transferred these 28,676 shares to Daughter on September 30, 2010, and such shares are now held indirectly by Mr. Morello through Daughter. Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Represents shares of common stock held by Daughter. Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Represents shares of common stock held in the IRA account of Mr. Morello's son ("Son"). Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Includes 28,676 shares previously held indirectly through Mrs. Morello in a custodial account for Son. Mrs. Morello transferred these 28,676 shares to Son on September 30, 2010, and such shares are now held indirectly by Mr. Morello through Son. Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Represents shares of common stock held by Son. Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.