Filing Details

Accession Number:
0001209191-10-049462
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-05 19:55:58
Reporting Period:
2010-10-01
Filing Date:
2010-10-05
Accepted Time:
2010-10-05 19:55:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311181 William Rahn 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Svp / Mg Dir. - Asia Pacific No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-01 3,221 $60.48 3,780 No 4 S Direct
Common Stock Acquisiton 2010-10-01 5,802 $40.25 9,582 No 4 M Direct
Common Stock Disposition 2010-10-01 4,545 $60.84 5,037 No 4 D Direct
Common Stock Acquisiton 2010-10-01 1,200 $30.97 6,237 No 4 M Direct
Common Stock Disposition 2010-10-01 823 $60.84 5,414 No 4 D Direct
Common Stock Acquisiton 2010-10-01 2,240 $32.79 7,654 No 4 M Direct
Common Stock Disposition 2010-10-01 1,580 $60.84 6,074 No 4 D Direct
Common Stock Acquisiton 2010-10-01 4,000 $43.13 10,074 No 4 M Direct
Common Stock Disposition 2010-10-01 3,255 $60.84 6,819 No 4 D Direct
Common Stock Disposition 2010-10-04 3,039 $60.84 3,780 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2010-10-01 5,802 $0.00 5,802 $40.25
Common Stock Stock Appreciation Rights Disposition 2010-10-01 1,200 $0.00 1,200 $30.97
Common Stock Stock Appreciation Rights Disposition 2010-10-01 2,240 $0.00 2,240 $32.79
Common Stock Stock Appreciation Rights Disposition 2010-10-01 4,000 $0.00 4,000 $43.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-29 No 4 M Direct
900 2016-08-23 No 4 M Direct
560 2016-03-23 No 4 M Direct
6,000 2018-02-28 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2009.
  2. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 29, 2008, 20% vested May 29, 2009 and the remaining 60% vested on May 29, 2010.
  3. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% increments commencing on September 30, 2006 and on the last day of each subsequent calendar quarter until June 30, 2011.
  4. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% increments commencing on March 31, 2006 and on the last day of each subsequent calendar quarter until December 31, 2010.
  5. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on February 28, 2009, 20% vested on February 28, 2010, and the remaining 60% vested on February 28, 2011.