Filing Details
- Accession Number:
- 0001209191-10-049462
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-05 19:55:58
- Reporting Period:
- 2010-10-01
- Filing Date:
- 2010-10-05
- Accepted Time:
- 2010-10-05 19:55:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311181 | William Rahn | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Svp / Mg Dir. - Asia Pacific | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-01 | 3,221 | $60.48 | 3,780 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-01 | 5,802 | $40.25 | 9,582 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-01 | 4,545 | $60.84 | 5,037 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-10-01 | 1,200 | $30.97 | 6,237 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-01 | 823 | $60.84 | 5,414 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-10-01 | 2,240 | $32.79 | 7,654 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-01 | 1,580 | $60.84 | 6,074 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-10-01 | 4,000 | $43.13 | 10,074 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-01 | 3,255 | $60.84 | 6,819 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-10-04 | 3,039 | $60.84 | 3,780 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2010-10-01 | 5,802 | $0.00 | 5,802 | $40.25 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-10-01 | 1,200 | $0.00 | 1,200 | $30.97 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-10-01 | 2,240 | $0.00 | 2,240 | $32.79 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-10-01 | 4,000 | $0.00 | 4,000 | $43.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-05-29 | No | 4 | M | Direct | |
900 | 2016-08-23 | No | 4 | M | Direct | |
560 | 2016-03-23 | No | 4 | M | Direct | |
6,000 | 2018-02-28 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2009.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 29, 2008, 20% vested May 29, 2009 and the remaining 60% vested on May 29, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% increments commencing on September 30, 2006 and on the last day of each subsequent calendar quarter until June 30, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% increments commencing on March 31, 2006 and on the last day of each subsequent calendar quarter until December 31, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on February 28, 2009, 20% vested on February 28, 2010, and the remaining 60% vested on February 28, 2011.