Filing Details

Accession Number:
0001112679-10-000072
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-05 19:55:48
Reporting Period:
2010-10-04
Filing Date:
2010-10-05
Accepted Time:
2010-10-05 19:55:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200483 J Alfred Amoroso C/O Rovi Corporation
2830 De La Cruz Blvd
Santa Clara CA 95050
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-04 100,000 $13.53 272,500 No 4 M Direct
Common Stock Disposition 2010-10-04 100,000 $49.20 172,500 No 4 S Direct
Common Stock Disposition 2010-10-04 100,000 $49.46 89,979 No 4 S Indirect Amoroso Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect Amoroso Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-10-04 100,000 $0.00 267,360 $13.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Amoroso's 10b5-1 plans dated August 13, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $49.20; breakdown of shares sold and per share sale prices are as follows: 300 at $49.06; 2,276 at $49.07; 5,224 at $49.08; 2,300 at $49.09; 1,757 at $49.10; 1,719 at $49.11; 1,000 at $49.12; 2,400 at $49.13; 1,824 at $49.14; 4,431 at $49.15; 3,783 at $49.16; 4,817 at $49.17; 3,597 at $49.18; 2,645 at $49.19; 7,314 at $49.20; 7,100 at $49.21; 5,610 at $49.22; 5,783 at $49.23; 7,288 at $49.24; 11,089 at $49.25; 4,743 at $49.26; 4,700 at $49.27; 1,900 at $49.28; 1,395 at $49.29; 1,405 at $49.30; 800 at $49.31; 500 at $49.32; 400 at $49.33; 100 at $49.34; 700 at $49.35; 200 at $49.36; 300 at $49.37; 500 at $49.38 and 100 at $49.39.
  3. Shares sold on the open market are reported as an average sell price per share of $49.46; breakdown of shares sold and per share sale prices are as follows: 100 at $49.06; 400 at $49.07; 1,000 at $49.08; 1,800 at $49.09; 2,600 at $49.10; 2,200 at $49.11; 1,900 at $49.12; 1,400 at $49.13; 1,900 at $49.14; 1,100 at $49.15; 2,300 at $49.16; 800 at $49.17; 900 at $49.18; 2,900 at $49.19; 1,000 at $49.20; 4,946 at $49.21; 3,500 at $49.22; 2,300 at $49.23; 2,900 at $49.24; 4,570 at $49.25; 6,100 at $49.26; 900 at $49.27; 1,500 at $49.28; 1,130 at $49.29; 1,100 at $49.30; 1,148 at $49.31; 1,468 at $49.32; 3,234 at $49.33; 1,604 at $49.34; 2,500 at $49.35; 700 at $49.36; 700 at $49.37; 100 at $49.38; 700 at $49.39; 900 at $49.40; 1,100 at $49.41; 1,600 at $49.42; 1,100 at $49.43; 300 at $49.45; 100 at $49.46; 300 at $49.47; 200 at $49.48; 200 at $49.49; 700 at $49.50; 1,300 at $49.51; 100 at $49.54; 800 at $49.55; 200 at $49.56; 100 at $49.58; additional shares sold continued on Footnote (4).
  4. Shares sold on the open market are reported as an average sell price per share of $49.46 (continued); breakdown of shares sold and per share sale prices are as follows: 200 at $49.59; 600 at $49.60; 300 at $49.61; 1,100 at $49.62; 1,000 at $49.69; 300 at $49.73; 100 at $49.75; 100 at $49.76; 300 at $49.77; 600 at $49.78; 600 at $49.79; 200 at $49.81; 1,400 at $49.94; 800 at $49.96; 100 at $49.98; 1,200 at $50.00; 1,700 at $50.01; 903 at $50.02; 500 at $50.03; 400 at $50.04; 1,500 at $50.05; 997 at $50.06; 1,500 at $50.07; 1,400 at $50.08; 700 at $50.09; 900 at $50.10; 1,700 at $50.11; 300 at $50.12; 800 at $50.13; 1,300 at $50.14; 700 at $50.15; 1,200 at $50.16; 100 at $50.17; 300 at $50.18; 300 at $50.19; 200 at $50.20; 200 at $50.21; 200 at $50.22; 400 at $50.26; 100 at $50.27 and 400 at $50.32.
  5. Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
  6. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.