Filing Details
- Accession Number:
- 0001127602-10-025020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-05 19:51:32
- Reporting Period:
- 2010-10-01
- Filing Date:
- 2010-10-05
- Accepted Time:
- 2010-10-05 19:51:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100517 | United Continental Holdings Inc. | UAL | Air Transportation, Scheduled (4512) | 362675207 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231908 | P John Tague | P.o. Box 66100 - Hdqld Chicago IL 60666 | Evp | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-10-01 | 6,500 | $22.33 | 0 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-10-01 | 146,334 | $22.33 | 146,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-01 | 146,334 | $22.33 | 0 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-10-01 | 98,334 | $4.86 | 98,334 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-01 | 31,000 | $7.22 | 129,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-01 | 129,334 | $24.42 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2010-10-01 | 146,334 | $0.00 | 146,334 | $0.00 |
| Common Stock | Option (Right to Buy) | Disposition | 2010-10-01 | 98,334 | $0.00 | 98,334 | $4.86 |
| Common Stock | Option (Right to Buy) | Disposition | 2010-10-01 | 31,000 | $0.00 | 31,000 | $7.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | 2019-03-31 | No | 4 | M | Direct | |
| 0 | 2018-06-10 | No | 4 | M | Direct |
Footnotes
- Pursuant to the terms of the Management Retention Agreement, upon the closing date of the merger between JT Merger Sub, Inc. and Continental Airlines, Inc., the restricted shares and restricted stock units held by Mr. Tague were converted into a fixed amount in cash based on the average closing price of UAL Corporation common stock over the 20 trading days ended September 30, 2010. The fixed amount in cash became fully vested upon the termination of employment of Mr. Tague.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.41 to $24.51, inclusive. The reporting person undertakes to provide to UAL Corp., any security holder of UAL Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Each restricted stock unit represented the economic equivalent of one share of common stock.
- Pursuant to the terms of the Management Retention Agreement, the option became fully vested upon the termination of employment of Mr. Tague.
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