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Home > Insider Trading > Filing (0001435933-10-000011)

Filing Details

Accession Number:: 0001435933-10-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-08-25 16:20:47
Reporting Period:: 2010-08-23

Filing Date:: 2010-08-25
Accepted Time:: 2010-08-25 16:20:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1072847	Tower Financial Corp	TOFC	State Commercial Banks (6022)	352051170

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1209282	Sr V John Tippman	9009 Coldwater Road Fort Wayne IN 46825		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-08-23	157,480	$6.35	544,132	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Shares of common stock purchased in connection with the Issuer's July 2010 private placement transaction, in accordance with the Subscription Agreement, dated July 19, 2010, between the Issuer and the Reporting Person. The proceeds of such transaction were held in escrow pending approval from the Federal Reserve Board. Such approval was received and the funds were released.