Filing Details

Accession Number:
0001209191-10-049442
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-05 18:59:33
Reporting Period:
2010-10-01
Filing Date:
2010-10-05
Accepted Time:
2010-10-05 18:59:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251368 Jr W William Smith 51 Columbia
Suite 200
Aliso Viejo CA 92656
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-01 11,595 $10.00 2,011,869 No 4 S Indirect The William W. Smith Jr. Revocable Trust
Common Stock Disposition 2010-10-04 9,651 $10.01 2,011,869 No 4 S Indirect The William W. Smith Jr. Revocable Trust
Common Stock Disposition 2010-10-05 100,000 $10.11 2,011,869 No 4 S Indirect The William W. Smith Jr. Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect The William W. Smith Jr. Revocable Trust
No 4 S Indirect The William W. Smith Jr. Revocable Trust
No 4 S Indirect The William W. Smith Jr. Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 628,608 Direct
Common Stock 24,000 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2010.
  2. Held in the William W. Smith, Jr. IRA