Filing Details
- Accession Number:
- 0001209191-10-049442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-05 18:59:33
- Reporting Period:
- 2010-10-01
- Filing Date:
- 2010-10-05
- Accepted Time:
- 2010-10-05 18:59:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
948708 | Smith Micro Software Inc | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251368 | Jr W William Smith | 51 Columbia Suite 200 Aliso Viejo CA 92656 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-01 | 11,595 | $10.00 | 2,011,869 | No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
Common Stock | Disposition | 2010-10-04 | 9,651 | $10.01 | 2,011,869 | No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
Common Stock | Disposition | 2010-10-05 | 100,000 | $10.11 | 2,011,869 | No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 628,608 | Direct | |
Common Stock | 24,000 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2010.
- Held in the William W. Smith, Jr. IRA