Filing Details
- Accession Number:
- 0001104659-10-051274
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-05 17:57:27
- Reporting Period:
- 2010-10-01
- Filing Date:
- 2010-10-05
- Accepted Time:
- 2010-10-05 17:57:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1177264 | Iii O Michael Mccarthy | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Chief Legal & Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-01 | 1,563 | $7.11 | 3,449 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-01 | 1,458 | $7.45 | 4,907 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-01 | 1,552 | $7.61 | 6,459 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-01 | 4,573 | $11.92 | 1,886 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-01 | 1,563 | $0.00 | 1,563 | $7.11 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-01 | 1,458 | $0.00 | 1,458 | $7.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-01 | 847 | $0.00 | 847 | $7.61 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-01 | 705 | $0.00 | 705 | $7.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,309 | 2019-02-10 | No | 4 | M | Direct | |
| 51,040 | 2019-08-10 | No | 4 | M | Direct | |
| 54,997 | 2017-06-06 | No | 4 | M | Direct | |
| 62,666 | 2018-02-28 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2009.
- The option vests in forty-eight equal monthly installments beginning on March 10, 2009.
- The option vests in forty-eight equal monthly installments beginning on September 10, 2009.
- The option vests in thirty-six equal monthly installments beginning on March 5, 2010.
- The option vests in forty-eight equal monthly installments beginning on March 5, 2010.
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