Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-08-13 10:15:50
Reporting Period:
2009-08-12
Issuer
Cik Name Symbol Sector (SIC) IRS No
81955 Rand Capital Corp RAND ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057068 P Daniel Penberthy C/O Rand Capital Corp
2200 Rand Bldg
Buffalo NY 14203
No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-08-12 7,000 $3.42 57,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct